Securities and IPO legal services have been the key parts of our businesses.
Our team includes the first group of lawyers qualified to engage in legal business of securities in China. Our team has been awarded the Best Equity Market Project Award of the Year, Outstanding Transaction of the Year, Leading Lawyer in Asia or key recommendation by famous publications for many times.
Our team has advised and provided comprehensive and outstanding legal services to numerous corporations, PE/VC firms, sponsor institutions/underwriters, independent financial advisers in respect of their corporate reorganization, restructuring, pre-IPO financing and investment, domestic and overseas issuance of stocks, bonds and other securities, and mergers and reorganization of listed companies, etc., which enable our team win a high reputation in the market.
In recent years, our team has focused particularly on high-tech industries and strategic emerging industries such as new-generation information technology, high-end equipment, new material, new energy, energy conservation, environmental protection and biomedicine, focusing on promoting the deep integration of Internet, big data, cloud computing, artificial intelligence and manufacturing and high-end consumer technology innovation enterprises. Our team has not only provided traditional legal services to these enterprises of technology innovation in relation to securities issuance and IPO, but also shared our team’s industrial insights with them, providing valuable advice on the precise positioning of their science and innovation attributes.

We can provide services in relation to:

Pre-IPO reorganization, restructuring, establishing and dismantling of “red-chip” or “VIE” structure

Domestic and overseas pre-IPO financing

Domestic and/or overseas initial public offering (including H shares, ADSs and ADRs) and listing (including listed on the Shanghai Stock Exchange, Shenzhen Stock Exchange, Beijing Stock Exchange, Hong Kong Exchanges and Clearing Limited,Singapore Exchange, the New York Stock Exchange and NASDAQ, etc.)

Direct issuance of shares (including CDRs) and listing of overseas companies on the stock exchanges in Mainland China

Refinancing of domestic/overseas listed companies (including public and non-public issuance of stocks, corporate bonds, convertible bonds, convertible notes, bond depositary receipts, etc.)

Acquisition by agreements and/or by tender offers, restructuring, back-door listing, merger, separation, privatization, delisting and resumption of listing of domestic/overseas listed companies

Division and repurchase of shares of listed companies

Domestic and cross-border investment of listed companies

Management incentive plans and employee stock ownership plans for listed/non-listed companies

Governance structure, compliance management, and information disclosure of listed companies

Pledge financing, transfer by agreements, issuing exchangeable bonds of shares held by the major shareholders of listed companies

Listing on the National Equities Exchange and Quotations (NEEQ), public share transfer and private placement of non-listed public companies, mergers and reorganizations of NEEQ listed companies, and applying by NEEQ listed companies in innovative layer companies to be promoted into the selected layer

Interbank market bonds, financial bonds, medium-term notes, short-term financing bonds and other financing

Corporate bonds and private bonds financing

Circular 37 registration and ODI filing/registration related to enterprises’ pre-IPO reorganization, ESOP, overseas investment of domestic investors, etc.